SEC - Required Report on Routing of Customer Orders - Tourmaline Partners Skip to main content

SEC – Required Report on Routing of Customer Orders

  • 2022
    • For the Quarter Ending March31, 2022 (PDF, XML)
  • 2021
    • For the Quarter Ending December 31, 2021 (PDF, XML)
    • For the Quarter Ending September 30, 2021 (PDF, XML)
    • For the Quarter Ending June 30, 2021 (PDF, XML)

SEC Rule 606 The Company shall, on request and free of charge, disclose the identity of the venue to which your orders were routed for execution in the six months prior to the request, whether the orders were directed orders or non-directed orders, and the time if the transactions, if any, that resulted from such orders. Additional information may be found at www.sec.gov/tm/faq-rule-606-regulation-nms